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6-K
SPI ENERGY CO., LTD. filed this Form 6-K on 12/04/2017
Entire Document
 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

Form 6-K

 


 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of December 2017

 

Commission File Number 001-37678

 


 

SPI Energy Co., Ltd.

(Exact name of registrant as specified in its charter)

 


 

Suite 2703, 27/F, China Resources Building

26 Harbour Road, Wan Chai

Hong Kong SAR, China

(Address of principal executive office)

 


 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F   x             Form 40-F   o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  o

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

SPI Energy Co., Ltd.

 

 

 

 

Date: December 4, 2017

By:

/s/ Tairan Guo

 

 

Name: Tairan Guo

 

 

Title: Chief Financial Officer

 

[Signature Page to Form 6-K]

 

2



 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press Release

 

3


Exhibit 99.1

 

SPI Energy Provides Update on Nasdaq Matter

 

HONG KONG, November 29, 2017 — SPI Energy Co., Ltd. (“SPI Energy” or the “Company”) (Nasdaq: SPI), a global clean energy market place for business, residential, government and utility customers and investors, today announced that it received a letter from the Listing Qualifications Department of The Nasdaq Stock Market Inc. stating that the Company has regained compliance with the Nasdaq Listing Rule 5450(a)(1) with respect to the bid price of the Company’s ordinary shares. As stated in the letter, Staff has determined that for at least the last 10 consecutive business days, from November 8, 2017 to November 24, 2017, the closing bid price of the Company’s ordinary shares has been at $1.00 per share or greater.

 

About SPI Energy Co., Ltd.

 

SPI Energy Co., Ltd. is a global provider of photovoltaic (PV) solutions for business, residential, government and utility customers and investors. SPI Energy focuses on the EPC/BT, storage and O2O PV market including the development, financing, installation, operation and sale of utility-scale and residential PV projects in China, Japan, Europe and North America. The Company operates an online energy e-commerce and investment platform in China, as well as B2B e-commerce platform offering a range of PV and storage products in Australia. The Company has its operating headquarters in Hong Kong and maintains global operations in Asia, Europe, North America and Australia.

 

For additional information, please visit: http://investors.spisolar.com

 

For investors and media inquiries please contact:

SPI Energy Co., Ltd.

IR Department

Email: ir@spisolar.com